APPENDICIES
CHAPTER 8
CHAPTER 11
Larry Smith. Illegal Naked Short Selling Appears to Lie at the Heart of an Expensive Stock Manipulation Scheme.
Walter Cruttenden. Shorting America.
Richard Sauer. Counterfeiting Stock.
My Letter to the SEC Commissioner, Jay Clayton, Dated January 3, 2018.
CHAPTER 12
Edwards, Jim. (2010, July 12). Did the federal courts just legalize channel stuffing? One big pharma lawyer thinks so.
Senogles, Geoffrey & Glowka, Maja. (2013, August). Aggressive accounting vs. fraudulent accounting.
Loughran, Maire. What to look for when you audit revenue. Dummie.com.
Rosen, Al & Mark. (2016, October 21). When revenue recognition is questionable.
CHAPTER 14
The Sally Yates Doctrine. Justice.gov.
Latham & Watkins (Sept. 27, 2022). USA Deputy Attorney General Monaco Announces Revised Policies on Corporate Crime. White Collar Defense & Investigations Practice, Client Alert Commentary Number 3013.
Professor Katrice Copeland. The Yates Memo: Looking for Individual Accountability in All the Wrong Places.
Howard Root. Sally Yates's Legacy of Injustice at the Department of Justice.
CHAPTER 20
Ernst & Young to Pay $100 Million Penalty for Employees Cheating on CPA Ethics Exams and Misleading Investigation.
5 Former KPMG Executives and PCAOB Employees Charged in Manhattan Federal Court for Fraudulent Scheme to Steal Valuable and Confidential PCOAB Informatikon and Use That Information to Fraudulently Improve KPMG Inspection Results.
KPMG and Atlanta Auditor Pay $6 Million-Plus to Settle Charges.